Key Result Areas

• Review and disposition of Sanctions screening alerts through effective investigation and adherence to policies, standards and procedures. Highlight concerns, trends and patterns to Compliance Manager.
• Coordinate with the business units in relation to resolution of alerts and client information.
• Handle Sanctions referrals as per the Banks policy, ensuring no breach of the applicable sanctions policies, standards and guidance.
• Provide effective support and maintain metrics as per internal procedures; prepare monthly and ad-hoc management reports.
• Identify and escalate areas requiring attention or strengthening and recommend changes and improvements in line with industry standards and applicable regulations.
• Sound Knowledge and understanding of Trade Products and cycle, and independent review and decision making related to such transactions.
• Deep Analysis and Review Expertise.
• Record keeping

• All records of the unit must be kept in a confidential and secure state
• Adhere to record retention policy and the SOP guidelines.

• Maintain effective working relationships with Business, Operations and other Compliance functions.
• Assist in Compliance projects as and when required including effective deployment of system and procedural changes as required.

Knowledge, Skills and Experience

• 3 + years banking experience including compliance experience.
• Compliance risk experience including relevant Sanctions experience or possess relevant banking experience.
• Knowledge of SWIFT message types and Trade transactions
• Knowledge of Sanctions regulations and guidance.
• Lateral thinker with an ability to interpret and solve complex issues.
• Excellent communicator with strong inter-personal and influencing skills.
• Ability to adapt to change and provide inputs where necessary.
• Effective team player with ability to work collaboratively.
• Professional qualification (like ACAMS, CGSS) is desirable.

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